Global overview of ocean governance
Writing team:ⓘ Youna Lyons and Carina Costa de Oliveira (coordinating authors), Senia Febrica, Paul Foley, Rakhyun E. Kim, Enrique Marschoff (co-lead member), Youngdawng Moh, Vonintsoa Rafaly, Mariamalia Rodríguez (lead member), Michelle Scobie and Sarra Sefrioui.
Key points
- Ocean governance is shaped by a complex and dynamic interplay of multilevel intergovernmental institutions, instruments and regimes in which concepts, principles and means of implementation are developed and adopted.
- The application of ocean governance concepts across global and regional institutions strengthens legal connectivity, enhancing coherence and synergies in governance.
- The multiplicity of ocean governance instruments at the global and regional levels has continued to draw significant attention over the past five years, thereby promoting the development of different mechanisms, including cross-sectoral interplay, requests for clarification through judicial proceedings and attempts to streamline governance such as in developing the Agreement under the United Nations Convention on the Law of the Sea on the Conservation and Sustainable Use of Marine Biological Diversity of Areas beyond National Jurisdiction.
- In the past five years, human dimensions, including human rights and social sciences, have gained increased prominence in ocean governance discussions.
- Governance concepts emerging from national experiences and non-State actors' proposals and practices, such as the sustainable and inclusive ocean economy and marine spatial planning, have gained increased significance in State-led governance developments.
1. Introduction
The present section is the first dedicated section on ocean governance in a World Ocean Assessment, as in previous Assessments it was addressed it within specific chapters, such as on fisheries. Earlier analyses of global ocean governance exist and were consulted (e.g. Ref 81; Ref 102). The present section first provides a brief overview of the institutional and legal architecture of ocean governance at the global and regional levels (see part 2 below) to which other substantive updates included in the Assessments relate, with a particular focus on developments in the past five years. This approach recognizes the central role played by States in shaping ocean governance concepts, principles and means of implementation, while also incorporating reflecting the influence of non-State actors regarding a more inclusive framework Ref 113. The analysis first examined 57 global treaties agreed between 1946 and 2024, that are applicable to marine protection and preservation. In addition to these treaties and their associated institutions, many non-binding intergovernmental processes have been central to the development of other elements and concepts of ocean governance at the global and regional levels, within and outside the United Nations system, that are included in the overview. Public-private and non-State processes can also be essential development nodes to form a polycentric Ref 99 Ref 110 governance system (most recently Ref 120; see also subsect. 5A, subchap. 1C and chap. 8) and shape new governance narratives. These are included in part 2 of the present section, on the most prominent and fastest developing principles, concepts and means of implementation that underpin these global and regional polycentric ocean governance developments and provide the means to overcome institutional and sectoral fragmentation (see also sect. 4, chap. 1). To suit the non-exhaustive global and regional approach of the World Ocean Assessment, graphs and figures are used to demonstrate the complexity of the matter, including connections at different scales.
2. Developments and updates in global and regional institutional and legal mechanisms
The geographic scope and mandate of institutional and legal mechanisms can be global or regional, and they can also vary greatly in substantive scope. Interplays have been developed between institutions and instruments to overcome the adverse effects of fragmentation of the governance complex.
Global institutional and legal mechanisms
As the constitution for the ocean Ref 101 Ref 89, the United Nations Convention on the Law of the Sea of 1982 (UNCLOS) Ref 150 plays a structural role in the global ocean governance framework (Ref 18; see also Sustainable Development Goal target 14. c) and applies to all types of pollution of the marine environment and all activities at sea (Ref 150; Ref 18). Fifty-seven other global treaties (see table) have been agreed in the past 70 years (see figure I (a)), including 2 in the past 5 years, namely the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction of 2023 and the Agreement on Fisheries Subsidies of 2022. They are dedicated to different aspects of the marine environment, including biodiversity protection, pollution from sectoral activities and other threats to the marine environment, and are further complemented by numerous binding and non-binding instruments adopted by the many international frameworks whose mandates include the protection of the marine environment and its sustainable use (see figure I). Whereas some are restricted to the ocean, others also apply to the terrestrial environment (see table). The adoption of treaties by States, which has been steady overall with occasional peaks corresponding to the global or regional environmental political agenda at various times, has continued over the past five years (see figure 1 (c)). However, some treaties have been less widely adopted, potentially creating "free rider" situations, with some actors benefiting from the efforts of others (e.g. Ref 5).
The implementation of international treaties and their further development for policymaking purposes are shaped and prioritized by a wide range of non-binding intergovernmental processes as well as arrangements with non-State actors. These processes can facilitate cooperation and coordination between States, United Nations entities and other relevant international bodies (e.g. International Criminal Police Organization (INTERPOL) and United Nations mechanisms such as UN-Oceans) or the development of common scientific understanding (e.g. Intergovernmental Panel on Climate Change (IPCC), Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES), World Ocean Assessments and the United Nations Decade of Ocean Science for Sustainable Development). They also serve to identify and operationalize actions to address a given issue or even contribute to driving such actions at regional and national scales (e.g. Kunming-Montreal Global Biodiversity Framework of 2022; Ref 159; International Law Commission (ILC), 2024). They are further supported by international courts and tribunals that, for instance, provide guidance in the interpretation of relevant legal instruments, independently and as a whole Ref 141, and are instrumental or incremental in advancing the implementation of the Convention Ref 131. Non-governmental processes and hybrid processes that involve States and non- State actors can also have an impact on the law-making or on the normative implementation (Ref 104; Ref 151).
Table GLOBAL TREATIES ON THE PROTECTION OF THE MARINE ENVIRONMENT
Includes all global treaties adopted since the Whaling Convention that relate to, or are directly relevant to the protection of the marine environment. It provides the date of signature of the treaty, its name, whether it applies primarily to the ocean environment (Y) or also applied to the terrestrial environment (N) and whether it has come into force (IF) or not (NYIF), has ceased (C) or is defunct (D)
| Date | Treaty | Ocean sp. | Status |
|---|---|---|---|
| 1946 | International Convention for the Regulation of Whaling | Y | IF |
| 1969 | International Convention on Civil Liability for Oil Pollution Damage (CLC) | Y | IF |
| 1971 | Convention on Wetlands of International Importance (Ramsar Convention) | N | IF |
| 1972 | Convention Concerning the World Cultural and Natural Heritage (World Heritage Convention) | N | IF |
| 1971 | International Convention on the Establishment of an International Fund for Compensation for Oil Pollution Damage (FUND, 1971) | Y | C |
| 1972 | Convention on the International Regulation for Preventing Collision at Sea (COLREGS) (as amended in 1981, 1987, 1989, 1993, 2001, 2007) | Y | IF |
| 1972 | Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter (London Convention) | Y | IF |
| 1973 | Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) / 1979 Bonn Amendment / 1983 Gaborone Amendment | N | IF |
| 1974 | International Convention for the Safety of Life at Sea (SOLAS) | Y | IF |
| 1976 | Convention on the Limitation of Liability for Maritime Claims (LLMC) | Y | IF |
| 1976 | Protocol relating to the 1969 International Convention on Civil Liability for Oil Pollution Damage (CLC PROT) | Y | D |
| 1976 | Protocol relating to the 1971 International Convention on the Establishment of an International Fund for Compensation for Oil Pollution Damage (PROT FUND, 1971) | Y | C |
| 1978 | International Convention for the Prevention of Pollution from Ships (MARPOL) and Annex I | Y | IF |
| 1978 | International Convention for the Prevention of Pollution from Ships (MARPOL) - Annexes II | Y | IF |
| 1978 | International Convention for the Prevention of Pollution from Ships (MARPOL) - Annexes III | Y | IF |
| 1978 | International Convention for the Prevention of Pollution from Ships (MARPOL) - Annexes IV | Y | IF |
| 1978 | International Convention for the Prevention of Pollution from Ships (MARPOL) - Annexes V | Y | IF |
| 1978 | Protocol relating to the 1974 International Convention for the Safety of Life at Sea (SOLAS) | Y | IF |
| 1979 | Convention on the Conservation of Migratory Species of Wild Animals (CMS) | N | IF |
| 1982 | Paris Protocol relating to the 1971 Convention on Wetlands of International Importance (Ramsar Convention Prot) | N | IF |
| 1982 | UN Convention on the Law of the Sea (UNCLOS) | Y | IF |
| 1985 | Vienna Convention for the Protection of the Ozone Layer | N | IF |
| 1987 | Montreal Protocol on Substances that Deplete the Ozone Layer | N | IF |
| 1988 | Protocol relating to the 1974 International Convention for the Safety of Life at Sea (SOLAS PROT) | Y | IF |
| 1989 | Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal / 1995 Amendment | N | IF |
| 1990 | International Convention on Oil Pollution Preparedness, Response and Co-operation (OPRC) | Y | IF |
| 1991 | Convention on Environmental Impact Assessment in a Transboundary Context (Espoo Convention) | N | IF |
| 1992 | Convention on Biological Diversity (CBD) | N | IF |
| 1992 | Protocol relating to the 1969 International Convention on Civil Liability for Oil Pollution Damage (CLC PROT) | Y | IF |
| 1992 | 1992 Protocol to Amend the International Convention on the Establishment of an International Fund for Compensation for Oil Pollution Damage, 1971 (IOPC-FUND) | Y | IF |
| 1992 | UN Framework Convention on Climate Change (UNFCCC) | N | IF |
| 1993 | Agreement to Promote Compliance with International Conservation and Management Measures by Fishing Vessels on the High Seas | Y | IF |
| 1994 | Agreement Relating to the Implementation of Part XI of the UNCLOS | Y | IF |
| 1995 | UN Agreement for the Implementation of the Provisions of the UNCLOS Relating to the Conservation and Management of Straddling Fish Stocks and Highly Migratory Fish Stocks (UNFSA) | Y | IF |
| 1996 | Convention on Liability and Compensation for Damage in Connection with the Carriage of Hazardous and Noxious Substances by Sea (HNS) | Y | NYIF |
| 1996 | Protocol relating to the 1972 Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter (London Prot) | Y | IF |
| 1996 | Protocol relating to the 1976 Convention on the Limitation of Liability for Maritime Claims (LLMC PROT) | Y | IF |
| 1997 | International Convention for the Prevention of Pollution from Ships (MARPOL) - Annex VI | Y | IF |
| 1998 | Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade | N | IF |
| 1998 | UNECE Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters (Aarhus Convention) and its 2009 Kiev Protocol | N | IF |
| 2000 | Protocol on Preparedness, Response and Co-operation to Pollution Incidents by Hazardous and Noxious Substances (OPRC-HNS, 2000) | Y | IF |
| 2001 | Agreement on the Conservation of Albatrosses and Petrels | Y | IF |
| 2001 | Convention on the Protection of the Underwater Cultural Heritage | Y | IF |
| 2001 | International Convention on Civil Liability for Bunker Oil Pollution Damage (Bunkers Convention) | Y | IF |
| 2001 | International Convention on the Control of Harmful Anti-fouling Systems on Ships (AFS) | Y | IF |
| 2001 | Stockholm Convention on Persistent Organic Pollutants (POPs) | N | IF |
| 2003 | Kyev Protocol on Pollutant Release and Transfer Registers | N | IF |
| 2004 | International Convention for the Control and Management of Ships' Ballast Water and Sediments (BWM) | Y | IF |
| 2007 | Nairobi International Convention on the Removal of Wrecks (Nairobi WRC) | Y | IF |
| 2009 | FAO Agreement on Port State Measures to Prevent, Deter and Eliminate IUU Fishing (PSMA) | Y | IF |
| 2009 | Hong Kong International Convention for the Safe and Environmentally Sound Recycling of Ships (SRC) | Y | IF |
| 2010 | Nagoya Protocol (Access and Benefit Sharing) | N | IF |
| 2010 | Protocol to the International Convention on Liability and Compensation for Damage in Connection with the Carriage of Hazardous and Noxious Substances by Sea (HNS PROT) | Y | NYIF |
| 2012 | Cape Town Agreement on Fishing Vessel Safety | Y | NYIF |
| 2013 | Minamata Convention on Mercury | N | IF |
| 2015 | Paris Agreement | N | IF |
| 2022 | Agreement on Fisheries Subsidies | Y | NYIF |
| 2023 | Agreement under the UNCLOS on the conservation and sustainable use of marine biological diversity of areas beyond national jurisdiction | Y | NYIF |
Source: Prepared by the writing team.
Figure I Global treaties on the protection of the marine environment: signature and adoption by theme over time

Cross-cutting challenges have been central to dynamic policy developments in the past five years and a recurring reminder of the need for better means to overcome institutional and topical fragmentation in ocean governance developments. Most of the new binding and non-binding instruments were developed to strengthen the existing governance framework and address gaps in ocean governance accordingly, such as the Kunming-Montreal Global Biodiversity Framework of 2022, the Agreement on Fisheries Subsidies of 2022, the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction of 2023, and the International Maritime Organization (IMO) Strategy on Reduction of Greenhouse Gas Emissions from Ships of 2023) Ref 142 Ref 84. Several negotiations for new instruments in the past five years are ongoing, such as for an international legally binding instrument on plastic pollution, including in the marine environment Ref 19, regulations on exploitations in the Area Ref 22 Ref 14 and amendments to IMO regulations to better address greenhouse gas emissions from shipping (Ref 52; Ref 25; see also subsect. 5A, chap. 6). Many issues that are the subject of increasing attention in ocean policymaking have also been brought before international courts and tribunals, including the overall coherence of the international legal order and human rights issues (Ref 75; Ref 66; Ref 63; Ref 114; see also sect. 4, chap. 6).
Regional institutional and legal instruments
Multipurpose organizations and arrangements focused on the protection of the marine environment form essential components of regional governance frameworks that complement global governance Ref 99. As shown in figure II, these include 18 regional sea areas with mechanisms devoted to State coordination and the protection of the marine environment in maritime zones under their sovereignty and jurisdiction, and in some cases in areas beyond national jurisdiction (e.g. the Convention for the Protection of the Marine Environment of the North-East Atlantic (OSPAR Convention), the Convention for the Protection of the Natural Resources and Environment of the South Pacific Region (Noumea Convention) and the Convention for the Conservation of Antarctic Marine Living Resources (CCAMLR)). Six of the regional sea area mechanisms were established by and are still directly administered by the United Nations Environment Programme (UNEP) Ref 117. They are characterized by an interplay between several regional intergovernmental bodies, institutions and arrangements charged with different aspects of the coordination and management of the marine environment, as well as activities and research in the regional sea areas Ref 110 Ref 168 Ref 2. Foundational instruments often integrate definitions from the Convention, such as "pollution" and "dumping" in the Noumea Convention and the OSPAR Convention). Historical mechanisms have also often been strengthened, including by modernizing and updating older instruments such as General Assembly resolution 41/11 on fostering scientific research and environmental protection in the South Atlantic Ref 61. They continue to evolve through the adoption of new binding and non-binding instruments, including the Benguela Current Convention between the Government of the Republic of Angola and the Government of the Republic of Namibia and the Government of the Republic of South Africa (Benguela Convention) and the Mindelo Plan of Action, or are completed through crossover with other global and regional programmes, such as the IMO GloFouling project in the South Pacific. Additional arrangements have been agreed between subregional groups of States working on common ocean-related issues - including through economic integration arrangements such as Asia-Pacific Economic Cooperation - particularly on marine scientific research cooperation, such as the All-Atlantic Ocean Research and Innovation Alliance Ref 123, or to enhance cooperation with a view to protecting a particular area (e.g. the Convention for the Protection of the Marine Environment and the Coastal Region of the Mediterranean (Barcelona Convention) Mediterranean Strategy for Sustainable Development, 2016-2025 and the Sargasso Sea Commission (see also sect. 4, subchap. 5Q).
Figure II Global ocean governance framework and developments

Figure III Institutional and legal governance frameworks and developments in regional sea areas

Most regional seas frameworks operate through regularly revised strategic plans, managing numerous projects at varying scales Ref 169 Ref 17. The number, nature and scope of intergovernmental institutions and associated mechanisms vary, including in their degrees of delegation to external institutions or consultants Ref 3. The scope of and level of detail in regional regulations and guidelines differ, with pollution sources and biodiversity being the most frequent topics in specific regional binding instruments (see figure II). Sectoral agreements and arrangements established by regional groupings complement these efforts (e.g. binding and non-binding management and conservation measures adopted by regional fisheries bodies, including marine protected areas (MPAs) under CCAMLR). The protection of marine biodiversity, threatened species and habitats has been a focus since the late 1990s, as in the Pacific Regional Environment Programme strategic plan for 2017-2024 and the OSPAR North-East Atlantic Environment Strategy, 2030, while renewed scrutiny on MPAs and other area- based management tools, including other effective area-based conservation measures, is very clear Ref 20.
Over the past five years, key developments have been focused on marine plastic litter, biodiversity protection, assessment status and monitoring, including through the development of indicators (e.g. Coordinating Body on the Seas of East Asia, Baltic Marine Environment Protection Commission and OSPAR Regional Action Plan for Prevention and Management of Marine Litter in the North-East Atlantic) Ref 118. These developments can occur through the adoption of policy guidance and other non-binding documents, such as action plans, recommendations and guidelines, as well as new binding instruments, amendments to existing instruments or binding decisions of governing bodies if the regional regime allows, such as the OSPAR Regional Action Plan for Marine Birds.
Interplay between institutions and processes
The multiplicity of institutions and instruments at different governance levels may be a challenge to the adoption and implementation of consistent, unified and complementary responses to marine environmental issues (e.g. Ref 15, and Ref 95, in the context of the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction; and Ref 44). The multiplicity of mandates can also result in coordination difficulties, including the presence of gaps between mandates. Examples include the management of cumulative adverse effects from activities managed under different sectoral regimes and adequate responses to cross-cutting issues such as pollution from marine plastics, climate change and ocean acidification (Ref 85; Ref 145; see also subsect. 5A, chap. 10; subsect. 5B, chap. 5; and sect. 4, chap. 6).
Political frameworks such as Sustainable Development Goal 14 Ref 147 and the Kunming- Montreal Global Biodiversity Framework of 2022 set objectives and provide specific targets and tools for marine environmental protection, helping to drive progress despite institutional and legal fragmentation (decision 16/35 of the Conference of the Parties to the Convention on Biological Diversity (Ref 28); Ref 29). On a positive note, a number of other mechanisms and processes that facilitate interplay and interactions between institutions and regimes, as well as the adoption of complementary norms, can also be observed (see figure IV). In addition to procedural (formal and informal) interactions between subregimes, systemic integration approaches enable several substantive interaction mechanisms, both from within and from outside the ocean regime complex (Ref 100; see also, for example,sect. 4, chap. 6). These developments support and enhance overall coherence and synergies in ocean governance through their transversal operation.
Figure IV Ocean governance legal and institutional interplay mechanisms

Source: Prepared by the writing team.
3. Transversal concepts, principles and means of implementation that underpin ocean governance
Ocean governance concepts, principles and means of implementation (hereinafter referred to as "concepts and approaches") have developed over time in different institutions of the ocean governance regime, sometimes in parallel and have gradually been incorporated into the overall ocean governance regime complex . Despite persistent uncertainties regarding their contours, legal nature and practical application (see figure V), such concepts and approaches are widely acknowledged to play a role in framing and shaping ocean governance, including in the influencing of negotiations, the interpretation of international and regional instruments and mechanism and the development of national law and policy.
Some concepts and approaches were expressly formulated at the global level in the United Nations Convention on the Law of the Sea. Many others were developed later in various texts such as declarations and guidelines that contribute to the implementation of the Convention, such as the Rio Declaration on Environment and Development of 1992, the Convention on Biological Diversity of 1992, the Food and Agriculture Organization of the United Nations (FAO) Code of Conduct for Responsible Fisheries of 1995 and the 1996 Protocol to the Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter, 1972 (London Protocol) Ref 167 Ref 50 Ref 173 Ref 111. Parallel narratives, shaped in part by non-State actors, can also play a central role in these processes, particularly in relation to the sustainable and inclusive ocean economy Ref 54, ocean health, blue justice Ref 6 Ref 83 and maritime and food security (Ref 21; Ref 139; Ref 140; see also subsect. 5A, subchaps. 1E and 1F; and subsect. 5B, chap. 2). Overall, these concepts and approaches can be of a procedural or substantive nature, involve scientific, social and economic sciences, and operationalzse and reinforce an integrated approach.
To highlight the significant overlap, articulation and circulation of these concepts and approaches, the present overview adopts a management cycle perspective, focusing on policy and activity developments over the past five years and three overlapping and interconnected drivers of marine environmental protection, presented under the headings below and illustrated in figure V. The figure is not intended to be an exhaustive representation of ocean governance.
Figure V Ocean governance approaches, concepts, principles and their means of implementation for a sustainable and inclusive ocean economy, 2024

Preventing, reducing and controlling pollution and harmful change in the marine environment
Implementation of the prevention, reduction and control of pollution of and harmful change to the marine environment (see United Nations Convention on the Law of the Sea, Part XII) brings into play several ocean governance concepts and approaches. The ecosystem approach is a central approach included in several legal instruments since its inclusion in CCAMLR in 1982 and its subsequent endorsement by the General Assembly in 2002 (Ref 109; Ref 37; see also article 7 (f) of the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction). It has evolved as an umbrella concept (see figure V) that articulates an integrated approach to ecosystem characteristics (e.g. scales and dynamics) and different sectors of activity (Ref 96; Ref 36; Ref 112; see also subsect. 5A, subchap. 1B) with regard to sustainable seas Ref 75. Stand-alone approaches, concepts and principles that are also embedded in the ecosystem approach have been used extensively in support of global policy and regulatory developments in the past five years. Examples include the precautionary principle or approach (Rio Declaration, art. 15; United Nations Framework Convention on Climate Changes, art. 3; Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, art. 7 (e); Agreement for the Implementation of the Provisions of the United Nations Convention on the Law of the Sea of 10 December, 1982 relating to the Conservation and Management of Straddling Fish Stocks and Highly Migratory Fish Stocks, art. 6; London Protocol, art.3.1; and FAO Code of Conduct for Responsible Fisheries, art. 6.5), the prevention principle (e.g. United Nations Convention on the Law of the Sea , art. 194; see also Duvic-Paoli, 2018), the obligation not to transform or transfer pollution (United Nations Convention on the Law of the Sea, art. 195; Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, art. 7 (l)), and mitigation measures that are taken to prevent, reduce or control harm to the marine environment and ecosystems (Ref 165, 2022; see also, for example, sect. 4, subchaps. 4C and 4G; and subsect. 5A, subchap. 3A) from all sources, including climate change Ref 13.
Applicable across all branches of international law, the due diligence obligation Ref 51 Ref 10 has also had its content consolidated by decisions of several international tribunals until very recently and in a range of contexts: deep seabed mining in areas beyond national jurisdiction Ref 78, illegal, unreported and unregulated (IUU) fishing Ref 79, climate change impacts Ref 75, the aquatic environment Ref 65 and the marine environment in general Ref 122. Both customary Ref 65 and treaty-based Ref 150, the due diligence standard is recognized as varying with the risks involved - for example, depending on the sensitivity of an ecosystem or the risks from the activity being undertaken (e.g. Ref 75) - and to include, among other attributes, the use of the best available science and the fulfilment of environmental impact assessments) The need for the best available science is commonly referred to by ocean governance instruments and institutions, such as in Part XIII of the United Nations Convention on the Law of the Sea and in the OSPAR North-East Atlantic Environment Strategy, 2030 (Ref 123; see also subsect. 5A, chap. 7) and enabled by scientific bodies established by treaty bodies such as the Scientific and Technical Body under article 49 of the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction. The obligation to undertake environmental impact assessments to inform decision-making has long been a procedural obligation under customary international law (Ref 65; Ref 35; Ref 75; see also Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, art. 7 (i)) as well as a direct obligation under article 206 of the United Nations Convention on the Law of the Sea , with other treaties providing particular substantive conditions in specific areas or sectors (e.g. Protocol on Environmental Protection to the Antarctic Treaty (Madrid Protocol), art. 10; CCAMLR, art. IX; London Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter (London Convention) of 1972, annex II ; and Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, Part IV) (Ref 38; see also subsect. 5A, chap. 7) and in areas beyond national jurisdiction (including cumulative impacts, see Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, art. 1 (6)).
Global policy targets on protected areas (Sustainable Development Goal 14.5 and Kunming-Montreal Global Biodiversity Framework, sect. H, target 3) have driven global policy and regulatory developments for all area-based management tools broadly, including MPAs ( Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, Part III). Amid a call for tighter regulations in order to effectively protect their marine environment Ref 33 Ref 121, regional seas organizations and mechanisms continue to adopt new instruments. The entry into force of the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction is expected to further support this move, whether by stimulating the action of existing sectoral bodies or through the future adoption of new area-based management tools by the bodies to be established (Ref 86; see also Ref 80).
Enhancing cooperation, consultation, participation and inclusiveness
The foundational principles of ocean governance, including the common heritage of humankind (formerly mankind), high seas freedoms, and cooperation and consultation among States, have been further elaborated and reinforced in the context of the development of more recent and interlinked marine environmental governance processes such as marine spatial planning, environmental impact assessments, strategic environmental assessments, area-based management tools, participation and inclusiveness (see figure V).
The status of the common heritage of humankind relates to the seabed, the ocean floor and the subsoil in the Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction,, as well as the associated mineral resources, (Ref 146; see also United Nations Convention on the Law of the Sea, arts. 136 and 137; Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, art. 7 (b); and subsect. 5A, chap. 7). It is characterized by five essential attributes: non-appropriation (Convention, arts. 89 and 137), peaceful use (Convention, arts. 88 and 141), rational exploitation of resources (Convention, art. 150 (b)), international management, and equitable distribution of benefits (Ref 87;Ref 115 ; Ref 146; see also subsect. 5A, chap. 7). Some of these attributes, such as the peaceful use and rational exploitation of resources, are also applicable to high seas freedoms (Convention, art. 87; Agreement, art.7 (c)).
The principle of equity has evolved under differentiated treatment (United Nations Convention on the Law of the Sea, arts. 202 and 203, Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, art. 7(d); see also subsect. 5B, chaps. 5 and 6) balanced by different provisions such as capacity-building and technology transfer (Convention, Part XIV; Agreement, Part V; see also Ref 103). In this context, the fair and equitable sharing of benefits marks a normative clarification for marine genetic resources in areas beyond national jurisdiction that can be traced back to developments under the Convention on Biological Diversity, the International Treaty on Plant Genetic Resources for Food and Agriculture and the Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity (Ref 107; Ref 7; Ref 15; see also subsect. 5A, chap. 5). Another significant development is the explicit inclusion of the local, traditional and customary rights and knowledge of Indigenous Peoples, as well as of traditional and local communities that are knowledge holders on the ocean and coastal environments (Agreement, art.7 (j)), in, for example, scientific information Ref 60 Ref 70. Consultation of Indigenous Peoples and traditional knowledge holders has been progressively embedded into a number of processes, such as the Inuit Circumpolar Council becoming an observer to IMO (see also Ref 70; Ref 70; Ref 70; Ref 70; Ref 70; see also subsect. 5A, chap. 9).
Cooperation is required in order to implement ocean governance measures and to settle disputes under , for example, articles 123, 169, 197 and 282 of the United Nations Convention on the Law of the Sea. It is given particular emphasis in the context of, for example, transboundary environmental issues Ref 76, regional seas and due regard Ref 144 Ref 50. It is also associated with consultation, including the gathering of input from a wide range of relevant governance actors (Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, arts. 8 and 21; see also Ref 34). Cooperation and meaningful consultation further support access to information, participation and access to justice, which are jointly described as "access rights" (e.g. Regional Agreement on Access to Information, Public Participation and Justice in Environmental Matters in Latin America and the Caribbean (Escazu Agreement) of 2018, art. 2 (a). Recognized in environmental treaty provisions that include transparency obligations (e.g. Convention, art. 119 (2); Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters (Aarhus Convention), arts. 4 and 5; Escazu Agreement, arts. 5, 6, 7.1, 8.1 and 8.2; Kunming-Montreal Global Biodiversity Framework, target 21; Agreement on Marine Biological Diversity of Areas beyond National Jurisdiction, arts. 32 and 48) Ref 132, these rights generally enable the protection (see also subsect. 5A, chap. 9) and exercise of various human rights related to a healthy environment (see also subsect. 5B, chaps. 2 and 3) and the fulfilment of the duty to protect, preserve and restore the environment (Morgera, 2024; see also Preamble to the Aarhus Convention).
Cooperation and consultation are also central to marine spatial planning. Although other forms of planning exist, marine spatial planning is generally a planning tool of reference across international (e.g. Ref 156), regional (e.g. European Union directive on marine spatial planning, OSPAR and Baltic Marine Environment Protection Commission) and national ocean governance developments Ref 53 Ref 67 Ref 136. It was first envisaged to resolve marine and maritime use conflicts in particular marine areas under national jurisdiction Ref 41, and has since evolved Ref 156 Ref 157 as an integrated approach that can anticipate conservation in ecologically sensitive areas and secure investments for economic development Ref 39, connecting stakeholders and supporting decision-making for marine use management (see subsect. 5A, subchaps. 1B, 1C and 1D), including in transboundary contexts (a class="chip" href="#ref-56" title="Gomes-Ballesteros and others, 2021">Ref 56; see also subsect. 5A, chap. 9).
Enhancing monitoring, compliance and enforcement
Integrated assessments are overarching governance tools to ensure the monitoring, compensation, compliance and enforcement provided for in numerous international instruments with a view to ensuring effective protection and preservation of the marine environment Ref 26. Reporting (e.g. Convention on Biological Diversity, art. 26; London Protocol, art. 9) and monitoring (e.g United Nations Convention on the Law of the Sea, art. 204; OSPAR, art. 6; London Protocol, annex II; Convention for Cooperation in the Protection and Sustainable Development of the Marine and Coastal Environment of the Northeast Pacific (Antigua Convention) of 2002, art.3 (h); Convention on Wetlands of International Importance especially as Waterfowl Habitat (Ramsar Convention), art. 6 (2) (e); Convention on Biological Diversity, art.7) are typically focused on the periodic measurement of environmental quality indicators or targets at different spatial and temporal scales to detect and document the potential changes and impact of human activities (Xan and others, 2020), including with respect to specific sea areas, ecosystems and species. Marine environmental data collection, including traditional knowledge Ref 93, has been improving at the global level, as demonstrated by the present World Ocean Assessment, Ref 157, other reports on specific aspects such as marine transport (by the United Nations Conference on Trade and Development (UNCTAD)), fisheries (FAO and regional fisheries management organizations (RFMOs) (see also sect. 4, subchap. 4D); Ref 127; Ref 134) and the contribution of nature to people including ecosystem services Ref 69, although it remains largely insufficient, such as for invasive species (sect. 4, chap. 6), liquids, and solid and atmospheric inputs from land-based sources (sect. 4, chap. 6) and more generally (sect. 4, chap. 2). At the regional level, examples of knowledge improvement include quality status reporting under OSPAR in the North-East Atlantic (OSPAR Convention, art. 6) and under the Barcelona Convention in the Mediterranean Sea (Barcelona Convention, art. 12).
Monitoring and reporting also provide useful baselines for marine environmental compensation and restoration Ref 75 Ref 106. Compensation can provide redress or remediation through financial or material solutions (e.g. habitat restoration) when environmental damage to people or nature cannot be fully avoided or mitigated and rests on the "polluter pays" principle López-Portillo and others, 2017). Restoration and rehabilitation (Ref 75; see also the Kunming-Montreal Global Biodiversity Framework) can involve public and private actors (Ref 164) in order to return damaged ecosystems to their original state or to support ecosystem recovery and promote resilience from future harmful impacts Ref 164 Ref 8.
The growing focus on compliance Ref 98 and enforcement Ref 98 encompasses illegal activities (Ref 170; Kuemlangam and others, 2023; Ref 46 Ref 47; Ref 73; Ref 94; Ref 105; Ref 163; see also subsect. 5A, subchap. 1A). Maritime security challenges can cause devastating environmental damage in addition to human and economic losses (Ho, 2006), such as the explosion of a supertanker to block key straits or the destruction of undersea pipelines, releasing toxic substances Ref 133 Ref 126. Responses to these threats have included the adoption of standards by intergovernmental organizations such as the World Customs Organization (WCO) SAFE Framework of Standards to Secure and Facilitate Global Trade, as well as capacity-building (e.g. WCO and secretariat of the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, the Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade and the Stockholm Convention on Persistent Organic Pollutants; UNODC, 2022, 2023).
4. Conclusion
Over the past five years, substantive areas of concern in the work of relevant intergovernmental institutions have extended beyond traditional marine environmental pressures (e.g. pollution and fisheries) to more recent priorities (e.g. climate change mitigation and adaptation, marine plastics, monitoring and ocean observation) and non-traditional areas such as maritime security, migration by sea, a human-rights based approach and food security. Overarching objectives such as a sustainable and inclusive ocean economy, ocean health and blue justice are playing central roles in ocean governance developments.
The ocean governance overview provided in the present section highlights the central role of both natural and social sciences, including the knowledge systems of Indigenous Peoples and local communities and the importance of their integration into all stages of the policy cycle at all geographic scales.
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